Licensing and structuring of operations
We advise investment fund management companies (TFIs) and other capital market entities at every stage of their development. We guide clients through the licensing phase (under the UCITS, AIFMD and MiFID regimes alike). We advise on designing the optimal organisational structure, a transparent division of responsibilities and meeting internal capital requirements. We effectively represent clients in proceedings for permits, notifications and registrations before the Polish Financial Supervision Authority (PFSA) and other supervisory authorities across the European Union.
Financial products and distribution
We help design modern financial products and build effective networks for their distribution. We always look for solutions which satisfy the regulator’s stringent requirements on the one hand and precisely serve the client’s business objectives on the other.
Regulatory implementation and control systems
We systematically implement requirements arising from new and existing EU and national legislation. We conclude every adaptation process by delivering a ready-to-use, practical package of internal policies, regulations and procedures. We comprehensively support internal control functions within organisations – advising compliance, internal audit and risk management teams.
Representation and sanction proceedings
We provide professional support in day-to-day dealings with the regulator. We represent clients before the PFSA and other supervisory authorities in all administrative proceedings, with particular focus on the defence in complex sanction proceedings.